煤矿掘进班组安全氛围研究.pdf

硕士学位论文 煤矿掘进班组安全氛围研究 Study on the Safety Climate of Coal Mine Excavation Team 作 者黄佳 导 师卢明银教授 中国矿业大学 二○一七年五月 万方数据 中图分类号 TD7 学校代码 10290 UDC 614 密 级 公开 中国矿业大学 硕士学位论文 煤矿掘进班组安全氛围研究 Study on the Safety Climate of Coal Mine Excavation Team 作 者 黄佳 导 师 卢明银 申请学位 工学硕士 培养单位 矿业学院 学科专业 管理科学与工程 研究方向 答辩委员会主席 评 阅 人 二○一七年五月 万方数据 学位论文使用授权声明学位论文使用授权声明 本人完全了解中国矿业大学有关保留、使用学位论文的规定，同意本人所撰 写的学位论文的使用授权按照学校的管理规定处理 作为申请学位的条件之一， 学位论文著作权拥有者须授权所在学校拥有学位 论文的部分使用权，即①学校档案馆和图书馆有权保留学位论文的纸质版和电 子版，可以使用影印、缩印或扫描等复制手段保存和汇编学位论文；②为教学和 科研目的，学校档案馆和图书馆可以将公开的学位论文作为资料在档案馆、图书 馆等场所或在校园网上供校内师生阅读、浏览。另外，根据有关法规，同意中国 国家图书馆保存研究生学位论文。 （保密的学位论文在解密后适用本授权书） 。 作者签名 导师签名 年 月 日 年 月 日 万方数据 致谢致谢 时光飞逝，转眼间就到了研究生毕业的时刻了，随着离校日期的临近，这篇 学位论文也即将完成。从开题到现在论文的顺利完成，离不开导师和同学们热心 的帮助。 本篇论文是在我的老师卢明银教授的亲切关怀和细心指导下完成的， 从选择 课题到完成论文， 卢老师始终都是耐心地指导， 并给予不懈的支持。 在这三年里， 无论是学习上还是生活上，卢老师对我严格要求，并给予了悉心指导，使我受益 匪浅。此外，他严谨的治学态度、渊博的学术知识，是我以后学习的榜样。我再 次感谢卢老师给予的关心和帮助。 真心的感谢我的同门师兄妹们，尤其是许月、王苗和张慧敏三位师妹，在我 攻坚论文期间的陪伴和相关学术问题的探讨，让我不断迸发出新的想法，给了我 很大的帮助。再此要格外感谢卢老师，让张馨丹同学成为了我的师妹，能够在同 一个节奏上，共同面临毕业、找工作、论文等，互相鼓励、前进。生活因为有你 们而倍感温暖、精彩和幸福，爱你们哦 衷心的感谢世界上最伟大的父母，我的爸爸黄开社和妈妈王梅，因为你们的 关爱和保护让我能够这么幸福的长大成人， 爸爸妈妈一定要平平安安、 健健康康。 还有我可爱的小侄子，每次看到你总会感觉自己充满了力气，姑姑会给你树立一 个好榜样的。也要感谢大白、信、宇航和我的大学室友们，对我一直以来的关心 和爱护，丰富、完满了我的硕士生涯。 最后， 衷心地感谢为评阅本论文而付出宝贵时间和辛勤劳动的答辩委员会老 师和内外审老师，祝愿老师身体健康、工作顺利。 万方数据 I 摘要摘要 班组是煤矿企业中的基层组织，煤矿安全事故多发生于作业班组中。对煤矿 班组安全氛围进行研究不仅是煤矿企业安全氛围研究的重要内容， 也是煤矿企业 安全管理现状的反应，有助于提升企业安全管理水平、减少煤矿安全事故和员工 不安全行为，所以对煤矿班组进行安全氛围方面的研究很有必要。但是，目前我 国煤矿行业针对班组层面的安全氛围研究还很缺乏，因此，本文旨在构建一套具 有较强科学性和实用性的煤矿班组安全氛围测评指标体系， 并分析影响班组安全 氛围各维度之间的相互影响关系，为煤矿班组安全管理提供针对性的建议。 首先，在国内外相关理论研究成果和我国煤矿企业班组的作业特点基础上， 选取具有代表性且事故多发的掘进班组为研究对象， 通过文献整理和班组成员访 谈法，从环境、班组成员、班组、企业四个角度对影响班组安全氛围的因素进行 划分，得到初始掘进班组安全氛围预设量表。其次，依据所构建的安全氛围测量 指标体系，编制安全氛围调查问卷，运用主成分分析法，最终确定掘进班组安全 氛围的 8 个一级维度和 27 个二级指标，并构建掘进班组安全氛围测度量表；再 次， 利用结构方程模型的方法， 构建掘进班组安全氛围结构方程模型 I和模型 II， 并运用 AMOS 软件进行模型的适配度检验，利用解释结构模型分析指标内部的 相互影响关系，为班组安全氛围改善提供依据；最后，对一个掘进班组进行安全 氛围测量，给出氛围评判等级，提出改进建议。 通过研究，本文识别了煤矿掘进班组安全氛围的影响因素，构建了掘进班组 安全氛围测量指标体系，确定了掘进班组安全氛围测度量表，最终提供了一个具 有可操作性的煤矿掘进班组安全氛围测评方法。 运用该测评方法能够确定掘进班 组安全氛围现状，有利于企业提出针对性的整改措施，对提高班组安全氛围，减 少安全事故起到推动作用。 该论文有图 15 幅，表 19 个，参考文献 92 篇。 关键词关键词掘进班组；班组安全氛围；维度指标；结构方程模型；解释结构方程模 型 万方数据 II AbstractAbstract Work-team is the basic organization in coal mining enterprises, and coal mining safety accidents mostly happened in its operation team. Studying safety climate is not only an important content of safety research in coal mine enterprises, but also the reflection of its safety management status. The research is helpful to promote the level of enterprises’ safety management and reduce accidents or unsafe behaviors of workers. So it’s necessary to study the safety climate of coal mine work-team. While at present, our country’s coal industry is lacking safety climate research in basic work-team. This paper aims to build a strong scientific and practical safety climate uation index system for coal mine work-team, and analysis the interaction between various dimensions which influence work-team safety climate, and then provides targeted advices for coal mine safety management. First, according to the relevant theoretical research results at home and abroad and basing on working characteristics of our country coal mine enterprises, we select excavation team, which is representative and accident, as studying object, and divide the factors that affect the team safety climate from four points the environment, the team worker, the team, and the enterprise by literature arrangement and group interview, through these we get the initial safety climate preset scale of excavation team. Secondly, preparing the safety climate questionnaire according to the safety climate uation index system said before, and using of principal component analysis, we finally determine 8 first dimensions and 27 secondary inds of excavation team and construct safety climate measure scale. Then, using the of structural equation model to build excavation team safety climate modelⅠand model Ⅱ,and AMOS software to test model adaptation degree, and interpretation structure model to analysis the interactional relationships of index internal influence. All these provide basis for improving team safety climate. Lastly, measuring and analyzing the safety climate of an excavation team through its measure scale and giving suggestions for improvement. Through practical studying, this essay identifies the influence factors of coal mine excavation team’s safety climate, and constructs uation index system, and determines measurement scale, and finally gives a operable assessment which can clear the team’s safety climate status and helps coal mine enterprises put forward targeted re measures and promotes safety climate to reduce safety accidents. 万方数据 III This paper obtains 15 pictures, 19 charts and 92 references. Keywords excavation team, team safety climate, dimension index, structure equation modeling, interpretation structure equation modeling 万方数据 IV 目目 录录 摘摘 要要........................................................................................................................... II 目目 录录......................................................................................................................... VI 图清单图清单...................................................................................................................... VIII 表清单表清单......................................................................................................................... IX 变量注释表变量注释表 .................................................................................................................. X 1 绪论绪论 ............................................................................................................................ 1 1.1 研究背景与意义 ..................................................................................................... 1 1.2 国内外研究现状 ..................................................................................................... 3 1.3 研究内容、方法与技术路线 ................................................................................. 9 2 掘进班组作业特点及安全氛围理论掘进班组作业特点及安全氛围理论 ..................................................................... 12 2.1 煤矿班组安全氛围定义 ....................................................................................... 12 2.2 掘进作业工艺过程、特点 ................................................................................... 13 2.3 安全氛围作用机制和影响因素 ........................................................................... 15 2.4 本章小结 ............................................................................................................... 19 3 掘进班组安全氛围测度量表设计掘进班组安全氛围测度量表设计 ......................................................................... 20 3.1 安全氛围量表编制原则及流程 ........................................................................... 20 3.2 掘进班组安全氛围预设量表确定 ....................................................................... 23 3.3 掘进班组安全氛围正式量表的确定 ................................................................... 27 3.4 本章小结 ............................................................................................................... 36 4 掘进班组安全氛围结构方程模型和关系图掘进班组安全氛围结构方程模型和关系图 ......................................................... 37 4.1 结构方程模型理论 ............................................................................................... 39 4.2 掘进班组安全氛围评价体系结构方程模型 I .................................................... 42 4.3 掘进班组安全氛围评价体系结构方程模型 II .................................................. 45 4.4 因子间解释结构关系 ........................................................................................... 49 4.5 本章小结 ............................................................................................................... 50 5 实证研究及班组安全氛围管理建议实证研究及班组安全氛围管理建议 ..................................................................... 50 5.1 掘进班组安全氛围实例 ........................................................................................ 50 5.2 班组安全氛围管理建议 ........................................................................................ 52 万方数据 V 5.3 本章小结 ............................................................................................................... 56 6 结论与展望结论与展望 ............................................................................................................. 57 6.1 研究结论 ............................................................................................................... 57 6.2 研究不足与展望 ................................................................................................... 58 参考文献参考文献 ..................................................................................................................... 59 附录附录 1.......................................................................................................................... 64 附录附录 2........................................................................................................................... 65 附录附录 3........................................................................................................................... 67 附录附录 4........................................................................................................................... 70 作者简历作者简历 ..................................................................................................................... 72 学位论文原创性声明学位论文原创性声明 ................................................................................................. 73 学位学位论文论文数据集数据集 ......................................................................................................... 74 万方数据 VI Contents Abstract ........................................................................................................................ II Contents ..................................................................................................................... VI List of Figures ......................................................................................................... VIII List of Tables .............................................................................................................. IX List of Variables ........................................................................................................... X 1 Introduction ............................................................................................................... 1 1.1 Background and Significance .................................................................................. 1 1.2 Review of Research Status ....................................................................................... 3 1.3 Research Contents, s and Technology Roadmap ......................................... 9 2 The Characteristics of Working Group and Safety Climate Theory ................. 12 2.1 Definition of Safety Climate of Coal Mine Team .................................................. 12 2.2 Excavation operation process, characteristics ........................................................ 13 2.3 The Mechanism and Influencing Factors of Safety Climate.................................. 15 2.4 Summary ................................................................................................................ 19 3 Design of Safety Climate Measurement Scale for Excavation Team ................. 20 3.1 Scale Development Principles and Process ........................................................... 20 3.2 Determination of Safety Climate Preset Scale for Excavation Teams ................... 23 3.3 Determination of Safety Climate al Scale for Excavation Teams ................. 27 3.4 Summary ................................................................................................................ 36 4 Team Safety Climate Structure Equation Model and Relation Diagram .......... 37 4.1 Structural Equation Model Theory ........................................................................ 37 4.2 Structural Equation Model I of Safety Climate for Excavation Teams ................. 39 4.3 Structural Equation Model II of Safety Climate for Excavation Teams ................ 42 4.4 Interpretation Structural Relationship between Factors ......................................... 45 4.5 Summary ................................................................................................................ 49 5 Empirical Research and Team Safety Climate Management Suggestions ........ 50 5.1 Example of Safety Climate in Excavation Team ................................................... 50 5.2 Team Safety Climate Management Suggestions .................................................... 53 5.3 Summary ................................................................................................................ 56 6 Conclusions and Outlook ....................................................................................... 57 万方数据 VII 6.1 Conclusions ............................................................................................................ 57 6.2 Deficiency and Prospect ........................................................................................ 58 References ................................................................................................................... 59 Author’s Resume ........................................................................................................ 72 Thesis Data Collection ............................................................................................... 73 Declaration of Thesis Originality..74 万方数据 VIII 图清单图清单 图序号 图名称 页码 图 1-1 2007-2016 年我国煤矿事故死亡人数 1 Figure 1-1 The number of people died in coal mine accident of china in 2007-2016 1 图 1-2 论文研究的技术路线图 11 Figure 1-2 The technical route of paper 11 图 2-1 综掘作业生产工艺流程图 14 Figure 2-1 Flow chart of production process 14 图 2- 2 Glennon 组织气氛作用框架图 16 Figure 2-2 Glennon organizational atmosphere diagram 16 图 2- 3 安全文化的作用交互框架图 16 Figure 2-3 The interaction of safety culture 16 图 2-4 组织事故、安全氛围反馈作用 17 Figure 2-4 The feedback effect of organizational accident and safety climate 17 图 2-5 煤矿班组安全氛围影响因素 17 Figure 2-5 Factors affecting the safety climate of the coal mine team 17 图 3-1 量表开发步骤 21 Figure 3-1 Steps of scale development 21 图 4-1 掘进班组安全氛围结构方程模型路径图 I 40 Figure 4-1 The path figure team safety climate structural equation model I 40 图 4-2 安全氛围评价指标结构方程模型路径图 II 43 Figure 4-2 The path figure team safety climate structural equation model II 43 图 4-3 解释结构模型计算推导步骤 45 Figure 4-3 Interpretation structural model calculation derivati